國際商務(wù)單證員資格認(rèn)證考試模擬試卷(D)
一、 名詞解釋(將正確解釋寫入題后空白處，每題3分，共18分)
1，象征性交貨
2，指示提單
3，貼現(xiàn)
4，共同海損
5，海運(yùn)提單
6，議付行
二、選擇題(將正確答案的標(biāo)題填寫在題后的括號內(nèi)，每題2分，共12分)
1，CPT和CFR的主要區(qū)別是 [ ]
A，風(fēng)險(xiǎn)轉(zhuǎn)移的地點(diǎn)不同
B，辦理運(yùn)輸?shù)呢?zé)任方不同
C，辦理保險(xiǎn)的責(zé)任方不同
2，匯票、本票和支票，有的有即期和遠(yuǎn)期，有的只有即期，其中 [ ]
A，匯票和支票有即期和遠(yuǎn)期，本票只有即期。
B，支票和本票有即期和遠(yuǎn)期，匯票只有即期。
C，匯票和本票有即期和遠(yuǎn)期，支票只有即期。
3，空白抬頭空白背書的提單是指[ ]
A，提單抬頭處什么字也不寫，一片空白，SHIPPER在提單背后蓋章簽字。
B，提單抬頭處寫“TO ORDER”，SHIPPER在提單背后蓋章簽字。
C，提單抬頭處寫客戶名稱地址，SHIPPER在提單背后蓋章簽字。
4，在CIF條件下，賣方按慣例投保金額，一般在發(fā)票金額的基礎(chǔ)上加[ ]
A，5%
B，10%
C，15%
5，信用證的修改到達(dá)后[ ]
A，要么全部接受，要么全部不接受。
B，可以接受我需要的，不接受我不需要的。
C，可以接受部分，退回部分。
6，匯付、托收和信用證是國際貿(mào)易結(jié)算中的三種常見方式，其中[ ]
A，匯付和托收是順匯，信用證是逆匯。
B，匯付和信用證是順匯，托收是逆匯。
C，匯付是順匯，托收和信用證是逆匯。
三、判斷題(判斷下列題目是否正確，正確的后面的括號里注Y，錯(cuò)誤的后面的括號里注N，每題2分，共10分)
1，不可撤銷的信用證就是不能撤銷也不能修改的。 [ ]
2，因?yàn)槲覀儼淹惺諉巫C送交銀行，所以托收是銀行信用。 [ ]
3，當(dāng)合同與慣例發(fā)生沖突時(shí)，要以合同為準(zhǔn)。 [ ]
4，F(xiàn)OB/CFR/CIF的一個(gè)共同點(diǎn)是只適用于水上運(yùn)輸。 [ ]
5，F(xiàn)OB是離岸價(jià)，CIF是到岸價(jià)，所以CIF比FOB風(fēng)險(xiǎn)大。 [ ]
四、簡述題(將正確答案寫入題后空白處，每題10分，共20分)
1，簡述合同有效成立的條件。
2、簡述FOB術(shù)語成交,買賣雙方各承擔(dān)哪些主要義務(wù)?
3海運(yùn)提單的作用是什么?
五、實(shí)踐題， 40分
1，請分別回答此信用證的貨物描述，數(shù)量，幣制金額和有效期。(12分)
2，請按信用證制作發(fā)票一份。(10分)
3，請將匯票做完整。(6分)
4，請將裝箱單做完整。(6分)
5，請將產(chǎn)地證做完整。(6分)
信用證4
ISSUING BANK: THE HONGKONG AND SHANGHAI BANKING CORP., DUBAI.
ADVISING BANK: BANK OF CHINA, ZHEJIANG BRANCH
SEQUENCE OF TOTAL *27: 1/1
FORM OF DOC. CREDIT *40A: IRREVOCABLE
DOC. CREDIT NUMBER *20: DBS 268330
DATE OF ISSUE 31C: 040202
EXPIRY *31D: DATE 040402 PLACE IN COUNTRY OF BENEFICIARY
APPLICANT *50: ABDULLAH SALEM AND CO.,
P.O.BOX 3472,
DUBAI, U.A.E.
BENEFICIARY *59: ZHEJIANG LIGHT INDUSTRIAL PRODUCTS IMPORT
AND EXPORT CORP.,
191 BAOCHU ROAD, HANGZHOU,
CHINA
AMOUNT *32B: CURRENCY USD AMOUNT 7600.00
POS. / NEG. TOL. (%) 39A: 05/05
AVAILABLE WITH/BY *41D: ANY BANK
BY NEGOTIATION
DRAFT AT … 42C: AT 30 DAYS SIGHT
DRAWEE *42D: THE HONGKONG AND SHANGHAI
BANKING CORP., DUBAI.
PARTIAL SHIPMENT 43P: ALLOWED
TRANSSHIPMENT 43T: NOT ALLOWED
LOADING IN CHARGE 44A: SHANGHAI
FOR TRANSPORT TO…. 44B: DUBAI
LATEST DATE OF SHIP. 44C: 040430
DESCRIPT. OF GOODS 45A:
“FLOWER BRAND” PLAYING CARD
ART.NO. 778, 500 GROSS, USD15.20 PER GROSS
CFR DUBAI
DOCUMENTS REQUIRED 46A:
+ SIGNED COMMERCIAL INVOICE IN THREE COPIES SHOWING INDENT NO. GG/NSN/04/07.
+FULL SET OF ORIGINAL CLEAN ON BOARD MARINE BILL OF LADING MADE OUT TO ORDER, BLANK ENDORSED, MARKED FREIGHT PREPAID, NOTIFY GARGERN NASAMN CO., P.O.BOX 2926, DUBAI, U.A.E. TEL.: 02-284321.
+SHIPPING COMPANY’S CERTIFICATE CERTIFYING THAT THE CARRYING VESSEL DOES NOT CALL AT ANY ISRAELI PORT NOR ISRAELI NATIONALITY DURING HIS VOYAGE TO DUBAI U.A.E.
+PACKING LIST IN THREE COPIES.
+ORIGINAL CERTIFICATE OF ORIGIN ISSUED BY CHAMBER OF COMMERCE SHOWING B/L NOTIFY PARTY AS CONSIGNEE.
+COPY OF FAX SENT BY BENEFICARY TO DUBAI INSURANCE COMPANY ON FAX NO.: 02-571334 SHOWING GARGERN NASAMN CO.’S OPEN POLICY NO.: GG/04/325, EVIDENCING : THE DESCRIPTION OF GOODS, QUANTITY, NUMBER OF KINDS OF PACKAGE, INVOICE VALUE, PORT OF LADING AND E.T.D., PORT OF DESTINATION AND E.T.A. TWO DAYS BEFORE SHIPMENT. THE RELEVANT FAX REPORT WILL BE PRESENTED FOR NEGOTIATION.
+BENEFICIARY’S CERTIFICATE CERTIFYING THAT COPIES OF INVOICE, BILL OF LADING AND PACKING LIST HAVE BEEN FAXED TO GARGERN NASAMN CO. ON FAX NO. 02-284331 WITHIN 3 DAYS OF BILL OF LADING DATE. THE RELEVANT FAX REPORT WILL BE PRESENTED FOR NEGOTIATION.
ADDITIONAL COND. 47A:
+A DISCREPANCY HANDLING FEE OF USD60.00 SHOULD BE DEDUCTED AND INDICATED ON THE BILL SCHEDULE FOR EACH PRESENTATION OF DISCREPANT DOCUMENTS UNDER
THIS CREDIT.
+THIS DOCUMENTARY CREDIT IS SUBJECT TO UNIFORM CUSTOMS AND PRACTICE FOR DOCUMENTARY CREDIT ICC PUBLICATION NO.500.
+ALL BANK CHARGES OUTSIDE DUBAI, U.A.E. ARE FOR THE ACCOUNT OF BENEFICIARY INCLUDING THE DISCREPANCY HANDLING CHARGE.
PRESENTATION PERIOD 48: WITHIN 12 DAYS AFTER THE DATE OF B/L BUT WITHIN THE VALIDITY OF THIS CREDIT.
CONFIRMATION *49: WITHOUT
INSTRUCTION 78: ON RECEIPT OF DOCUMENTS CONFIRMING TO THE TERMS OF THIS DOCUMENTARY CREDIT, WE UNDERTAKE TO REIMBURSE YOU IN THE CURRENCY OF THE CREDIT IN ACCORDANCE WITH YOUR INSTRUCTIONS, WHICH SHOULD INCLUDE YOUR UID NUMBER AND THE ABA CODE OF THE RECEIVING BANK.
SEND. TO REC. INFO. 72: DOCUMENTS TO BE DESPATCHED BY COURIER SERVICE IN ONE LOT TO THE HONGKONG AND SHANGHAI BANKING CORP., DUBAI BRANCH, FINANCIAL DEPARTMENT, 15TH FLOOR, 92 NASELA STREET, DUBAI, U.A.E.
有關(guān)資料：
發(fā)票號碼：04ZL06132, 發(fā)票日期：2004年3月15日
提單號碼：SZP930D112, 提單日期：2004年3月19日
集裝箱號碼：COSU987230, 集裝箱封號：321078,
1x20’FCL, CY/CY, 船名：HENGYU, 航次：V. 24W
稅則號(H.S.CODE)：9506.1000
花牌撲克，每打一個(gè)內(nèi)盒(INNER BOX)，一羅一個(gè)出口外箱。
紙箱尺碼：50x30x38cms, 毛重：25KGS/箱, 凈重：23KGS/箱。
嘜頭：
GARGERN
GG/NSN/04/07
DUBAI
-500
一、 名詞解釋(將正確解釋寫入題后空白處，每題3分，共18分)
1，象征性交貨
2，指示提單
3，貼現(xiàn)
4，共同海損
5，海運(yùn)提單
6，議付行
二、選擇題(將正確答案的標(biāo)題填寫在題后的括號內(nèi)，每題2分，共12分)
1，CPT和CFR的主要區(qū)別是 [ ]
A，風(fēng)險(xiǎn)轉(zhuǎn)移的地點(diǎn)不同
B，辦理運(yùn)輸?shù)呢?zé)任方不同
C，辦理保險(xiǎn)的責(zé)任方不同
2，匯票、本票和支票，有的有即期和遠(yuǎn)期，有的只有即期，其中 [ ]
A，匯票和支票有即期和遠(yuǎn)期，本票只有即期。
B，支票和本票有即期和遠(yuǎn)期，匯票只有即期。
C，匯票和本票有即期和遠(yuǎn)期，支票只有即期。
3，空白抬頭空白背書的提單是指[ ]
A，提單抬頭處什么字也不寫，一片空白，SHIPPER在提單背后蓋章簽字。
B，提單抬頭處寫“TO ORDER”，SHIPPER在提單背后蓋章簽字。
C，提單抬頭處寫客戶名稱地址，SHIPPER在提單背后蓋章簽字。
4，在CIF條件下，賣方按慣例投保金額，一般在發(fā)票金額的基礎(chǔ)上加[ ]
A，5%
B，10%
C，15%
5，信用證的修改到達(dá)后[ ]
A，要么全部接受，要么全部不接受。
B，可以接受我需要的，不接受我不需要的。
C，可以接受部分，退回部分。
6，匯付、托收和信用證是國際貿(mào)易結(jié)算中的三種常見方式，其中[ ]
A，匯付和托收是順匯，信用證是逆匯。
B，匯付和信用證是順匯，托收是逆匯。
C，匯付是順匯，托收和信用證是逆匯。
三、判斷題(判斷下列題目是否正確，正確的后面的括號里注Y，錯(cuò)誤的后面的括號里注N，每題2分，共10分)
1，不可撤銷的信用證就是不能撤銷也不能修改的。 [ ]
2，因?yàn)槲覀儼淹惺諉巫C送交銀行，所以托收是銀行信用。 [ ]
3，當(dāng)合同與慣例發(fā)生沖突時(shí)，要以合同為準(zhǔn)。 [ ]
4，F(xiàn)OB/CFR/CIF的一個(gè)共同點(diǎn)是只適用于水上運(yùn)輸。 [ ]
5，F(xiàn)OB是離岸價(jià)，CIF是到岸價(jià)，所以CIF比FOB風(fēng)險(xiǎn)大。 [ ]
四、簡述題(將正確答案寫入題后空白處，每題10分，共20分)
1，簡述合同有效成立的條件。
2、簡述FOB術(shù)語成交,買賣雙方各承擔(dān)哪些主要義務(wù)?
3海運(yùn)提單的作用是什么?
五、實(shí)踐題， 40分
1，請分別回答此信用證的貨物描述，數(shù)量，幣制金額和有效期。(12分)
2，請按信用證制作發(fā)票一份。(10分)
3，請將匯票做完整。(6分)
4，請將裝箱單做完整。(6分)
5，請將產(chǎn)地證做完整。(6分)
信用證4
ISSUING BANK: THE HONGKONG AND SHANGHAI BANKING CORP., DUBAI.
ADVISING BANK: BANK OF CHINA, ZHEJIANG BRANCH
SEQUENCE OF TOTAL *27: 1/1
FORM OF DOC. CREDIT *40A: IRREVOCABLE
DOC. CREDIT NUMBER *20: DBS 268330
DATE OF ISSUE 31C: 040202
EXPIRY *31D: DATE 040402 PLACE IN COUNTRY OF BENEFICIARY
APPLICANT *50: ABDULLAH SALEM AND CO.,
P.O.BOX 3472,
DUBAI, U.A.E.
BENEFICIARY *59: ZHEJIANG LIGHT INDUSTRIAL PRODUCTS IMPORT
AND EXPORT CORP.,
191 BAOCHU ROAD, HANGZHOU,
CHINA
AMOUNT *32B: CURRENCY USD AMOUNT 7600.00
POS. / NEG. TOL. (%) 39A: 05/05
AVAILABLE WITH/BY *41D: ANY BANK
BY NEGOTIATION
DRAFT AT … 42C: AT 30 DAYS SIGHT
DRAWEE *42D: THE HONGKONG AND SHANGHAI
BANKING CORP., DUBAI.
PARTIAL SHIPMENT 43P: ALLOWED
TRANSSHIPMENT 43T: NOT ALLOWED
LOADING IN CHARGE 44A: SHANGHAI
FOR TRANSPORT TO…. 44B: DUBAI
LATEST DATE OF SHIP. 44C: 040430
DESCRIPT. OF GOODS 45A:
“FLOWER BRAND” PLAYING CARD
ART.NO. 778, 500 GROSS, USD15.20 PER GROSS
CFR DUBAI
DOCUMENTS REQUIRED 46A:
+ SIGNED COMMERCIAL INVOICE IN THREE COPIES SHOWING INDENT NO. GG/NSN/04/07.
+FULL SET OF ORIGINAL CLEAN ON BOARD MARINE BILL OF LADING MADE OUT TO ORDER, BLANK ENDORSED, MARKED FREIGHT PREPAID, NOTIFY GARGERN NASAMN CO., P.O.BOX 2926, DUBAI, U.A.E. TEL.: 02-284321.
+SHIPPING COMPANY’S CERTIFICATE CERTIFYING THAT THE CARRYING VESSEL DOES NOT CALL AT ANY ISRAELI PORT NOR ISRAELI NATIONALITY DURING HIS VOYAGE TO DUBAI U.A.E.
+PACKING LIST IN THREE COPIES.
+ORIGINAL CERTIFICATE OF ORIGIN ISSUED BY CHAMBER OF COMMERCE SHOWING B/L NOTIFY PARTY AS CONSIGNEE.
+COPY OF FAX SENT BY BENEFICARY TO DUBAI INSURANCE COMPANY ON FAX NO.: 02-571334 SHOWING GARGERN NASAMN CO.’S OPEN POLICY NO.: GG/04/325, EVIDENCING : THE DESCRIPTION OF GOODS, QUANTITY, NUMBER OF KINDS OF PACKAGE, INVOICE VALUE, PORT OF LADING AND E.T.D., PORT OF DESTINATION AND E.T.A. TWO DAYS BEFORE SHIPMENT. THE RELEVANT FAX REPORT WILL BE PRESENTED FOR NEGOTIATION.
+BENEFICIARY’S CERTIFICATE CERTIFYING THAT COPIES OF INVOICE, BILL OF LADING AND PACKING LIST HAVE BEEN FAXED TO GARGERN NASAMN CO. ON FAX NO. 02-284331 WITHIN 3 DAYS OF BILL OF LADING DATE. THE RELEVANT FAX REPORT WILL BE PRESENTED FOR NEGOTIATION.
ADDITIONAL COND. 47A:
+A DISCREPANCY HANDLING FEE OF USD60.00 SHOULD BE DEDUCTED AND INDICATED ON THE BILL SCHEDULE FOR EACH PRESENTATION OF DISCREPANT DOCUMENTS UNDER
THIS CREDIT.
+THIS DOCUMENTARY CREDIT IS SUBJECT TO UNIFORM CUSTOMS AND PRACTICE FOR DOCUMENTARY CREDIT ICC PUBLICATION NO.500.
+ALL BANK CHARGES OUTSIDE DUBAI, U.A.E. ARE FOR THE ACCOUNT OF BENEFICIARY INCLUDING THE DISCREPANCY HANDLING CHARGE.
PRESENTATION PERIOD 48: WITHIN 12 DAYS AFTER THE DATE OF B/L BUT WITHIN THE VALIDITY OF THIS CREDIT.
CONFIRMATION *49: WITHOUT
INSTRUCTION 78: ON RECEIPT OF DOCUMENTS CONFIRMING TO THE TERMS OF THIS DOCUMENTARY CREDIT, WE UNDERTAKE TO REIMBURSE YOU IN THE CURRENCY OF THE CREDIT IN ACCORDANCE WITH YOUR INSTRUCTIONS, WHICH SHOULD INCLUDE YOUR UID NUMBER AND THE ABA CODE OF THE RECEIVING BANK.
SEND. TO REC. INFO. 72: DOCUMENTS TO BE DESPATCHED BY COURIER SERVICE IN ONE LOT TO THE HONGKONG AND SHANGHAI BANKING CORP., DUBAI BRANCH, FINANCIAL DEPARTMENT, 15TH FLOOR, 92 NASELA STREET, DUBAI, U.A.E.
有關(guān)資料：
發(fā)票號碼：04ZL06132, 發(fā)票日期：2004年3月15日
提單號碼：SZP930D112, 提單日期：2004年3月19日
集裝箱號碼：COSU987230, 集裝箱封號：321078,
1x20’FCL, CY/CY, 船名：HENGYU, 航次：V. 24W
稅則號(H.S.CODE)：9506.1000
花牌撲克，每打一個(gè)內(nèi)盒(INNER BOX)，一羅一個(gè)出口外箱。
紙箱尺碼：50x30x38cms, 毛重：25KGS/箱, 凈重：23KGS/箱。
嘜頭：
GARGERN
GG/NSN/04/07
DUBAI
-500